新企业上市国际委员会 International Committee on the Listing of New Enterprises
新股发行 new issue
新恒生50中型股指数 New Hang Seng MidCap 50 Index
新华富时中国25指数 FTSE/Xinhua China 25 Index
《新监管规范》 The New Regulatory framework
新闻栏 Free Text Area
新兴市场 emerging market
会计师报告 accountants' report
会计处置方法 accounting treatment
会计期间 accounting period
会计程式 accounting equation
会计准则/标准 accounting standard
《会计实务准则》 Statement of Standard Accounting Practice
会计惯例/实务 accounting practice
极端波动乘数 extreme move multiplier
极端波动覆盖分数 extreme move covered fraction
极价内期权 deep-in-the-money option
极价外期权 deep-out-of-the-money option; tails
业务纪录 track record
业务划分 delineation of activities
营业额公布 results announcement
定义股 concept stock
源指令码 source code
筹备 provision
溢利 profit
溢利预测 profit forecast
溢价 premium
瑞士产品、期货及期权协会 Swiss Commodities, Futures and Options Association
碎股 odd lot
节流率 throttle rate
经纪代表考试 Broker's Representatives Examination
经纪代表课程 Broker's Representatives Course
经纪买卖 agency trade
经纪自设系统 Broker Supplied System
经纪行 brokerage house
经纪佣金 brokerage
经纪忠诚保险计划 Brokers' Fidelity Insurance Scheme
经纪忠诚保险计划委员会 Brokers' Fidelity Insurance Committee
经纪后勤办公室支援服务 Brokers' Electronic Support Services
经纪活动工作小组 Broker Activities Working Team
经纪参与者 Broker Participant
经纪会计系统 Brokers' Accounting System
经纪电子邮递及集体传呼服务 E-mail and Group Paging Services
经修订的股份卖空计划 revised short selling scheme
常常账 current account
经审核账目 audited accounts
经办人 manager
经办银行 administering bank
经济自由指数 Index of Economic Freedom
经济进步及劳工局 Economic Development and Labour Bureau
经济进步及劳工局局长 Secretary for Economic Development and Labour
经营出租 operating lease
经扩大股本 enlarged share capital
群集式伺服器 cluster server
《与证券服务有关的收费及成本的好披露引导草拟本谘询文件》 Consultation Paper on the Draft Guidelines on Good Disclosure of Securities Services Related Fees and Charges
落盘 placing order
董事/行政总裁具报书 Director's / Chief Executive's Notifications
《董事的声明及承诺》 Declaration and Undertaking with regard to Directors
董事袍金 directors' fee
董事会 board of directors
董事会报告 directors' report
董事酬金 directors' remuneration
试算表 trial balance
诚信责任 fiduciary duties
资不抵债 insolvency
资方信托人 employer trustee
资本化 capitalisation
资本化发行 capitalisation issue
资本支出 capital expenditure
资本充裕/充足比率 capital adequacy ratio
资本充裕程度 capital adequacy
资本市场 capital market
资本负债比率 gearing ratio
资本重整 recapitalisation
资本值 capital value
资本项目* capital account
资本增值 capital appreciation; capital gain
资本增值权证 capital plus warrant
资本增益 capital gain
资本增益/增值税 capital gains tax
资本调整 capital adjustment
资本账 capital account
资本储备 capital reserve
资本亏损 capital loss
资本筹集 capital formation
资金平衡 fund balancing
资金股本化 capitalisation issue
资金表 fund statement
资金流向 fund flow
资金会计法 fund accounting approach
资金运用 fund utilisation
资料印证工作函 Comfort Letter
资料披露 disclosure
资料备忘录 information memorandum
资格股 qualification share
资讯提供商 information vendor
资讯服务 information service
资讯发布/发放 information dis百度竞价推广ination; news dis百度竞价推广ination
资讯档案 news file
资产 asset
资产拆卖 asset stripping
资产保证 asset coverage
资产负债表 balance sheet
资产负债表以外之承担/项目 off-balance sheet exposure
资产负债表外金融工具 off-balance sheet instrument
资产负债表编制程式 balance sheet equation
资产净值 net asset value
资产调配/调度 asset allocation
资产调换 asset swap
资产覆盖率 asset coverage
跨司法区招股活动 multi-jurisdictional equity offering
跨市场协调委员会 Inter-Market Coordination Committee
跨市场抵押品 cross collateral
跨市场按金规范 cross margining
跨国多重上市 mutual cross-listing
跨期交易 calendar spread; time spread; horizontal spread
跨期交易 spread trading
外贸上市 cross-border listing
跨价衍生权证 call spread derivative warrant
跨价交易 price spread; vertical spread; spread trading
《跟踪指数交易平台交易基金监管引导》 Guidelines for Regulating Index Tracking Exchange Traded Funds
路透社证券投资传视服务 Reuters Monitor Equities Investment Service
运作风险 operational risk
逾时买卖 late trading
过户 transfer
过户 give-up
过户文件 instrument of transfer
过户代理 transfer agent
过户纸（出售）印花税 transfer deed stamp duty
过户处 / 过户登记处 registrar; share registrar
过户费 transfer fee
过渡性贷款 bridging loan
过量买卖 overtrading
道德及引导委员会 Ethics and Guidance Committee
道琼斯工业平均指数 Dow Jones Industrial Average
道琼斯工业平均指数期货及期权 Dow Jones Industrial Average Futures and Options
乡镇企业 township and village enterprises
隔夜流动资金 overnight liquidity
零买卖日 zero-trading day
零和游戏 zero-sum game
零股* odd lot
零息债券 zero coupon bond
零售资讯服务 retail information service
《电子公开发售引导》 Guidelines for Electronic Public Offerings
电子化财政资源规则报表系统 e-FRRR system
电子买卖 electronic trading
电子收付款指示 Electronic Payment Instruction
电子呈交系统 e-Submission system
电子款项交收伏务 Electronic Money Settlement Services
电子款项交收费 electronic money settlement fee
电子通讯互联网 electronic communications network
邮件；电子邮递；电邮 e-mail
电子传递证券资讯服务 Electronic Mailing Stock Information Service
电子认购初次公开招股服务 Electronic Initial Public Offering service
电子认购新股指示 Electronic Application Instruction for New Issue Shares
「电子数据采集、剖析及检索」系统 Electronic Data Gathering, Analysis and Retrieval
预计平均结算价 estimated average settlement price
预计资本值 estimated capital value
预托证券 depository receipt
预设期货跨期合约 Predefined Futures Calendar Spreads
预警系统 early warning system
伪冒邮件 phishing
《境内企业申请到香港创业板上市审批与监管引导》 Guidelines on the Vetting and Regulation of Applications for Listing on the GEM in Hong Kong by Mainland Enterprises
境外上市外资股 overseas listed foreign share
境外发行股票和上市管理公告 Notice on Regulation of Share Issues and Listing in
Overseas Markets
垫款 advance; monies advanced
实地盘存 physical inventory
实物分派 distribution in specie
实物交收 physical delivery
实物利益 benefits-in-kind
实物股票 physical scrip
实时计算 real time calculation
实时资讯 real time information
实益持有人 beneficial holder
实益拥有人 beneficial owner
实益权益 beneficial interests
实质可用年期 actual useful life
实盘 firm order
实质汇率 real exchange rate
实缴股本 paid-up capital; paid-in capital
对手方 counterparty
对手风险 counterparty risk
对手经纪 contra broker
对外经济贸易合作部（外经贸部） Ministry of Foreign Trade and Economic Cooperation
对冲 hedging
对冲比率 hedging ratio
对冲值 delta
《对冲基金汇报规定引导》 Guidelines on Hedge Funds Reporting Requirements
对冲基金 hedge fund
对角交易 diagonal spread
对敲 bucketing
对盘 order matching
对盘前时段 pre-order matching period
对盘时段 order matching period
对账 reconciliation
截止过户日期 book close date
摘牌* delisting
杠杆比率 gearing ratio
杠杆市场 leveraged market
杠杆式外汇买卖 / 交易 leveraged foreign exchange trading
《杠杆式外汇交易（财政资源）规则》 Leveraged Foreign Exchange Trading Rules
《杠杆式外汇交易（造访）规则》 Leveraged Foreign Exchange Trading Rules
杠杆式外汇交易介绍代理人 leveraged foreign exchange introducing agent
杠杆式外汇交易商 leveraged foreign exchange trader
《杠杆式外汇交易条例》 Leveraged Foreign Exchange Trading Ordinance
杠杆回收 leveraged buy-out
杠杆效应 leverage
滞胀 disinflation; stagflation
熊市 bear market
荧幕 screen
疯狂抛售 bear raid
尽职审察 due diligence
监事 supervisor
监事会 supervisory committee
监察主任 compliance officer
监管 regulation
《监管合作备忘录》 Memorandum of Regulatory Cooperation
监管规范 regulatory regime
监管套戥 regulatory arbitrage
监管机构 regulatory body
算术平均数 arithmetic average; arithmetic mean
管制法例 governing law
《 管理、监督及内部监控引导》 Management, Supervision and Internal Control Guideline
管理成本 management fee
管理层回收 management buy-out
管理层股东 management shareholder
精算师 actuary
综合户口 omnibus account / omnibus client account
综合表 composite table
综合风险 composite risk
综合财务报表 consolidated financial statement
综合交易 composite trades
综合盘 / 组合盘 combination order; combo order; composite order
保持前成交价但低于上一个差异价 zero-minus tick
保持前成交价但高于上一个差异价 zero-plus tick
保持按金 maintenance margin
在线交易 online trading
在线交易工作小组 On-line Trading Working Group
网上投资者资源中心 Electronic Investor Resources Centre
网上认购新股服务 Internet Initial Public Offering service
网间连接器 gateway
紧急贷款者 lender of last resort
紧缩手段 austerity measures
蒙受风险的价值 value-at-risk
认同用户 authorised user
认同行业资格 Recognised Industry Qualifications
认同存款基金 approved deposit fund
认同负债 ranking liabilities
认同值 admitted value
认同基金 authorised fund
认同资产净值 net admissible assets
《认同机构披露财务资料的最好实行引导》 Best Practice Guide on Financial Disclosure by Authorised Institutions
认沽期权 put option
认沽期权沽出者 put writer
认沽期权空仓 short put
认沽短仓 short put
认沽认购等价关系 relationship of put-call parity
认沽权证 put warrant
认股期权 share option
认股权证 warrant
认购 subscription
认购不足 undersubscribed; underbooked
认购期权 call option
认购期权沽出者 call writer
认购期权空仓 short call
认购短仓 short call
认购权证 call warrant
说明函件 explanatory statement
说明引导 interpretive guidelines
轻微违纪事件 / 行为 summary offence
遥距买卖设施 remote trading access
递延股 deferred share
递延税项 deferred tax
远东交易平台 The Far East Exchange
远期月份 distant month; back month
远期货币合约 currency forward
远期权利 forward entitlement
酸性测试比率 acid-test ratio
银行同业拆借市场 interbank market
银行承兑汇票 banker's acceptance
银行结汇体系 exchange surrender system
《银行业条例》 Banking Ordinance
银行对账表 bank reconciliation statement
银行确认书 bank /confirm/iation
银行融通额/筹资额 banking facility
《银行营运守则》 Code of Banking Practice
银行证明文件 bank /confirm/iation
银团贷款 syndicated loan; syndicated lending
银团筹资 syndicated credit
驳脚经纪 runner
价内期权 in-the-money option
价外期权 out-of-the-money option
价格 spread
价格表 Spread Table
价格值 tick value
价值情况 moneyness
价值稳定的货币 hard currency
价格发现 price discovery
增值 accretion; appreciation
增值服务 value-added service
增值税 value added tax
增售条约 greenshoe
增强自动对盘系统的市场接触力 enhanced access to AMS
增强限价盘 enhanced limit order
增补/补充上市文件 supplementary/supplemental listing document
审计师* auditor
审核委员会 Audit Committee
审核线索 audit trail
审裁科 Adjudication Division
审慎原则 principle of prudence
审阅 vetting
《宽免缴付若干牌照成本的引导》 Guidelines on Waivers of Certain Licensing Fees
宽限时 grace period
广域互联网 Wide Area Network
影子董事 shadow director
影响市场资料 market-sensitive information
影响股价资料 price-sensitive information
德国期货及期权交易平台 Deutsche Terminborse
德意志联邦银行 Deutsche Bundesbank
征收印花税运作程序 Operation Procedures for Stamp Duty Collection
征求建议书 request for proposal
征求建议稿 exposure draft
撇销 write off
拨备 provision
拨款 appropriation
数码资料传送专线 Digital Data Feed
数码资讯服务 digital information service
数据传送专线 data feed
暂收款 temporary receipts
暂定配额公告书 provisional letter of allotment
暂记账 suspense account
中止时段 blocking period
中止办理过户登记手续 closure of books; closure of register
暂缓实行配对交收指示 hold matched SI
暂缓还款协议 standstill agreement
暂搁注册 shelf registration facility
标准合约 standard contract
标准差 standard deviation
标准授权书 Model Authorisation Letter
标准组合风险剖析 Standard Portfolio Analysis of Risk
标准普尔500综合指数预托证券 Standard Poor's Depository Receipt
标准普尔/香港交易平台大型股指数 SP/HKEx LargeCap
标准普尔/香港交易平台小型股50指数 SP/HKEx SmallCap 50
标准普尔/香港交易平台中型股25指数 SP/HKEx MidCap 25
标准普尔/香港交易平台综合指数 SP/HKEx Composite
标准普尔/香港交易平台创业板指 SP/HKEx GEM
标准普尔评级 Standard Poor's Rating
标准登记服务 standard registration service
标准会计准则 standard accounting practice
模拟买卖 mock trading
模拟系统 simulation system
欧式期权 European style option
欧洲日圆东京银行同业拆息期货 Euroyen Tibor Futures
欧洲可换股担保债券 Euro-convertible guaranteed bond
欧洲货币债券 Eurobond
欧洲复兴及开发银行（即 世界银行） European Bank of Reconstruction and Development
欧洲结算管理软件 Euroclear
欧洲结算银行 Euroclear Bank
欧洲债券 Eurobond
欧洲经济及货币网盟 European Economic and Monetary Union
欧洲证券买卖商协会自动价格系统 European Association of Securities Dealers Automated Quotations
欧洲议会 European Parliament
欧罗 / 欧元 euro / Euro
盘 order; position
盘存 inventory
盘房 dealing room
盘纸 order form
稽核测试 audit test
线上买卖 online trading
线上项目 above the line
线下项目 below the line
线路费 circuit fee
缓行注册 shelf registration facility
蝶式交易 butterfly spread
复式按金 spread margin
复式期权 spread option
复式盘 spread order
调息日 coupon-reset date
调息按揭 adjustable rate mortgage
调整 adjustment
调整表 / 调整声明 statement of adjustments
调整后有形资产净值 adjusted net tangible assets
调整后资产净值 adjusted net assets
调整持仓 position adjustment
调整基数 adjusted basis
谅解备忘录 memorandum of understanding
赔偿委员会 Compensation Committee
赔偿基金储备账 Compensation Fund Reserve Account
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